0000904454-15-000315.txt : 20150514 0000904454-15-000315.hdr.sgml : 20150514 20150513214137 ACCESSION NUMBER: 0000904454-15-000315 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150513 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Norcraft Companies, Inc. CENTRAL INDEX KEY: 0001582616 STANDARD INDUSTRIAL CLASSIFICATION: MILLWOOD, VENEER, PLYWOOD & STRUCTURAL WOOD MEMBERS [2430] IRS NUMBER: 371738347 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87692 FILM NUMBER: 15860086 BUSINESS ADDRESS: STREET 1: 3020 DENMARK AVENUE, SUITE 100 CITY: EAGAN STATE: MN ZIP: 55121 BUSINESS PHONE: 800-297-0661 MAIL ADDRESS: STREET 1: 3020 DENMARK AVENUE, SUITE 100 CITY: EAGAN STATE: MN ZIP: 55121 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Trimaran Fund II, L.L.C. CENTRAL INDEX KEY: 0001322396 IRS NUMBER: 522189506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O TRIMARAN CAPITAL PARTNERS STREET 2: 622 THIRD AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-885-4735 MAIL ADDRESS: STREET 1: C/O TRIMARAN CAPITAL PARTNERS STREET 2: 622 THIRD AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 SC 13G/A 1 s13ga_51215norcraft-trimaran.htm SCHEDULE 13G/A FOR NORCRAFT COMPANIES, INC. BY TRIMARAN FUND II, LLC Unassociated Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
 
 
Norcraft Companies, Inc.
(Name of Issuer)
 
 
Common Stock, $0.01 par value
(Title of Class of Securities)
 
 
65557Y 105
(CUSIP Number)
 
 
May 12, 2015
(Date of Event Which Requires Filing of this Statement)



Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[ ]           Rule 13d-1(b)
 
[ ]           Rule 13d-1(c)
 
[X]           Rule 13d-1(d)

_______________________

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 


1
NAMES OF REPORTING PERSON
 
Trimaran Fund II, L.L.C.
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
 
[  ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO



 
 

 


1
NAME OF REPORTING PERSON
 
Trimaran Parallel Fund II, L.P.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN

 
 

 


1
NAME OF REPORTING PERSON
 
CIBC Employee Private Equity Fund (Trimaran) Partners
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
New York
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN

 
 

 


1
NAME OF REPORTING PERSON
 
BTO Trimaran, L.P.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN


 
 

 


1
NAME OF REPORTING PERSON
 
Trimaran Capital, L.L.C.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO


 
 

 


1
NAME OF REPORTING PERSON
 
BTO Holdings Manager – NQ L.L.C.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO

 
 

 


1
NAME OF REPORTING PERSON
 
Blackstone Tactical Opportunities Associates – NQ L.L.C.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO

 
 

 


1
NAME OF REPORTING PERSON
 
BTOA – NQ L.L.C.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO

 
 

 


1
NAME OF REPORTING PERSON
 
Blackstone Holdings II L.P.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN

 
 

 


1
NAME OF REPORTING PERSON
 
Blackstone Holdings I/II GP Inc.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
CO

 
 

 


1
NAME OF REPORTING PERSON
 
The Blackstone Group L.P.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
PN

 
 

 


1
NAME OF REPORTING PERSON
 
Blackstone Group Management L.L.C.
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
OO

 
 

 


1
NAME OF REPORTING PERSON
 
Stephen A. Schwarzman
 
 
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
 
(a) [   ]
(b) [   ]
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
0
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
0
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
 
[   ]
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
0
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
 
IN

 
 

 

AMENDMENT NO. 2 TO SCHEDULE 13G

Reference is hereby made to the statement on Schedule 13G filed with the Securities and Exchange Commission on February 14, 2014 and Amendment No. 1 thereto filed on February 23, 2015 (as so amended, the “Schedule 13G”).  Terms defined in the Schedule 13G are used herein as so defined.

The following items of the Schedule 13G are hereby amended and restated as follows:
   
ITEM 4 -
OWNERSHIP:
 
 
The information set forth in Rows 5 through 9 and 11 of each of the cover pages of this Amendment No. 2 to Schedule 13G is incorporated herein by reference.
 
ITEM 5 -
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
 
If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owners of more than five percent of the Common Stock, check the following:  [X ].
 
   

 
 

 

SIGNATURE

 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

Dated:  May 12, 2015

 
TRIMARAN FUND II, L.L.C.
 
 
By:
/s/ Dean C. Kehler
   
Name:  Dean C. Kehler
Title:    Managing Member
 
 
 
TRIMARAN CAPITAL, L.L.C.
 
 
By:
/s/ Dean C. Kehler
   
Name:  Dean C. Kehler
Title:    Managing Member
 
 
 
TRIMARAN PARALLEL FUND II, L.P.
 
 
By:
/s/ Dean C. Kehler
   
Name:  Dean C. Kehler
Title:    Managing Partner
 
 
 
CIBC EMPLOYEE PRIVATE EQUITY FUND (TRIMARAN) PARTNERS
 
 
By:
/s/ Jacqueline C. Moss
   
Name:  Jacqueline C. Moss
Title:    Authorized Signatory
 
 
     
 
BTO TRIMARAN, L.P.
 
 
By:
/s/ Christopher J. James
   
Name:  Christopher J. James
Title:    Authorized Signatory
 
 


 
 

 


 
BTO HOLDINGS MANAGER – NQ L.L.C.
 
 
By:
Blackstone Tactical Opportunities Associates – NQ L.L.C., its managing member
 
By:
BTOA – NQ L.L.C., its manager
 
By:
Blackstone Holdings II L.P., its managing member
 
By:
Blackstone Holdings I/II GP Inc., its general partner
 
By:
/s/ John G. Finley
   
Name:  John G. Finley
Title:    Chief Legal Officer
 
BLACKSTONE TACTICAL OPPORTUNITIES ASSOCIATES – NQ L.L.C.
 
 
By:
BTOA – NQ L.L.C., its manager
 
By:
Blackstone Holdings II L.P., its managing member
 
By:
Blackstone Holdings I/II GP Inc., its general partner
 
By:
/s/ John G. Finley
   
Name:  John G. Finley
Title:    Chief Legal Officer
 
BTOA – NQ L.L.C.
 
 
By:
Blackstone Holdings II L.P., its managing member
 
By:
Blackstone Holdings I/II GP Inc., its general partner
 
By:
/s/ John G. Finley
   
Name:  John G. Finley
Title:    Chief Legal Officer


 
 

 


 
BLACKSTONE HOLDINGS II L.P.
 
 
By:
Blackstone Holdings I/II GP Inc., its general partner
 
By:
/s/ John G. Finley
   
Name:  John G. Finley
Title:    Chief Legal Officer
 
BLACKSTONE HOLDINGS I/II GP INC.
 
 
By:
/s/ John G. Finley
   
Name:  John G. Finley
Title:    Chief Legal Officer
 
THE BLACKSTONE GROUP L.P.
 
 
By:
Blackstone Group Management L.L.C., its general partner
 
By:
/s/ John G. Finley
   
Name:  John G. Finley
Title:    Chief Legal Officer
 
BLACKSTONE GROUP MANAGEMENT L.L.C.
 
 
By:
/s/ John G. Finley
   
Name:  John G. Finley
Title:    Chief Legal Officer
 
STEPHEN A. SCHWARZMAN
 
 
/s/ Stephen A. Schwarzman